shard theory
In plain wordsA theory that people and AIs develop values as many small, situation-triggered habits shaped by past rewards, rather than as one fixed goal pursued single-mindedly.
A research program and theory of value formation holding that reinforcement learningreinforcement learning, n.: A way of teaching a computer program by trial and error: it tries actions, earns points for good results and penalties for bad ones, and gradually learns which choices pay off over time. in brains and in deep learningdeep learning, n.: Machine learning done with neural networks built from many stacked layers: raw data such as pixels, sound or text goes in at one end, and each layer turns what it receives into something more abstract. systems yields not one objective but a collection of 'shards': learned circuits, each strengthened by rewards received in some kind of situation, that switch on when a similar situation recurs and push behavior toward what was rewarded there — a child often praised for tidying might, for instance, acquire a tidying shard that activates in messy rooms. What the agent values is whatever emerges from its shards competing and compromising. Shard theorists argue that reward shapes cognition rather than becoming the agent's goal — Alex Turner's slogan is 'reward is not the optimization target' — so that worries about agents single-mindedly maximizing reward or one mesa-objectivemesa-optimization, n.: When training an AI produces a model that is itself a goal-seeking planner, with goals of its own that may differ from the ones it was trained for. are misplaced, and alignment may be achievable by shaping which shards form. Critics ask what testable predictions the theory makes and whether shards would stay stable in highly capable, reflective systems.
On a shard-theory view, the model doesn't want reward; it has learned urges that reward happened to reinforce.
Origin
Developed by Quintin Pope and Alexander Matt Turner in 2022 posts on LessWrong and the AI Alignment Forum, notably Turner's 'Reward is not the optimization target' (July 2022) and their joint 'The Shard Theory of Human Values' (September 2022).
Usage note
Unrelated to sharding in databases and distributed training.
Related
- mesa-optimizationmesa-optimization, n.: When training an AI produces a model that is itself a goal-seeking planner, with goals of its own that may differ from the ones it was trained for.
- goal-directednessgoal-directedness, n.: How much a system behaves as if it is pursuing a goal — steering toward particular outcomes and finding new ways around obstacles put in its path.
- inner alignmentinner alignment, n.: Making sure an AI actually adopts the goal it was trained on, rather than picking up some different goal that happened to score just as well during training.
- rewardreward, n.: The score an AI system receives after an action, telling it how good the outcome was. Reinforcement learning trains the system to collect as much reward as possible over time.
- value learningvalue learning, n.: Teaching an AI what people want by having it learn from their behavior, choices and feedback, rather than trying to write every goal down in advance.
- natural abstraction hypothesisnatural abstraction hypothesis, n.: The idea that the world naturally sorts into a limited set of useful concepts — like 'tree' or 'temperature' — that any capable mind, human or AI, would end up learning.
- mesa-optimizationmesa-optimization, n.: When training an AI produces a model that is itself a goal-seeking planner, with goals of its own that may differ from the ones it was trained for.
Sources
- Pope, Q. & Turner, A. (2022). The Shard Theory of Human Values. AI Alignment Forum.
- Turner, A. (2022). Reward is not the optimization target. AI Alignment Forum.
Mentioned in
goal-directednessgoal-directedness, n.: How much a system behaves as if it is pursuing a goal — steering toward particular outcomes and finding new ways around obstacles put in its path., natural abstraction hypothesisnatural abstraction hypothesis, n.: The idea that the world naturally sorts into a limited set of useful concepts — like 'tree' or 'temperature' — that any capable mind, human or AI, would end up learning., sharp left turnsharp left turn, n.: A feared moment when an AI's abilities suddenly leap far beyond its training while its good behavior fails to keep up, leaving it powerful but no longer aligned., terminal goalterminal goal, n.: Something an agent wants for its own sake, not as a means to anything else — like a person valuing happiness, or an AI built to maximize a single number.